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Institutional Biological & Chemical Safety Committee (IBC)

NIH Guidelines Summary

http://www4.od.nih.gov/oba/rac/guidelines_02/NIH_Guidelines_Apr_02.htm
(Click the section number to link to the full text of that section)

SECTION III-A: Experiments Requiring IBC Registration and Approval plus RAC Review and NIH Director Approval Before Initiation.

III-A-1-A Deliberate transfer of a drug resistance trait to microorganisms that are not known to acquire the trait naturally, if such acquisition could compromise the use of the drug to control the disease agents in humans, veterinary medicine or agriculture.

SECTION III-B: Experiments Requiring IBC Registration plus NIH/ORDA Approval Before Initiation.

III-B-1 Cloning of Toxin Molecules with LD50 < 100ng/kg of body weight.

SECTION III-C: Experiments Requiring IBC Registration plus IRB Approval and NIH/ORDA Registration

III-C-1 Transfer of rDNA or DNA or RNA derived from rDNA into human subjects.

SECTION III-D: Experiments Requiring IBC Registration and approval Before Initiation

III-D-1a Introduction of rDNA into Risk Group 2 agents, BSL-2 or ABSL-2N. (See appendix B for listing)

III-D-1-b Introduction of rDNA into Risk Group 3 agents, BSL-3 or ABSL-3N.

III-D-1-c Introduction of rDNA into Risk Group 4 agents, BSL-4 or ABSL-4N.

III-D-1-d Introduction of rDNA into restricted agents requires case-by-base review by NIH/OBA and USDA permit.

III-D-2-a DNA from Risk Group 2 or 3 agents transferred into nonpathogenic prokaryotes or lower eukaryotes is carried out at BSL2.

III-D-2-b DNA from Risk Group 4 and restricted agents transferred into nonpathogenic prokaryotes or lower eukaryotes is reviewed by NIH/ORDA and requires an USDA permit.

III-D-3-a Infectious or defective [defective eukaryotic viruses contain less than 2/3 of the genome] Risk Group 2 viruses in the presence of helper or packaging system in tissue culture handled at BSL2 or higher at WUSTL IBC discretion.

III-D-3-b Infectious or defective Risk Group 3 viruses and prions in the presence of helper or packaging system in tissue culture handled at BSL3.

III-D-3-d Infectious or defective restricted pox viruses in the presence of helper functions in tissue culture reviewed on case-by-case basis by NIH/ORDA and requires USDA permit.

III-D-3-e Infectious or defective viruses in the presence of helper virus in tissue culture not covered in III-D above. IBC reserves the right to determine Risk Group Classification for novel agents.

III-D-4-a Recombinant DNA or DNA or RNA molecules derived from rDNA (including the creation and use of transgenic animals) except greater than two-thirds of eukaryotic viral genome transferred to any non-human vertebrate or an invertebrate organism. Animals with sequences from viral vectors which do not lead to transmissible infection either directly or indirectly are handled at BSL-1 or BSL-1N or as appropriate to the animal. Introduction of other sequences from eukaryotic viral genomes are covered in Section III-D-4-b. rDNA modified Risk Group 2 and higher agents in animals are covered in Section V-A, V-G and V-L. Animal and plant pathogens require a USDA permit.

III-D-4-b Recombinant DNA, or DNA or RNA molecules derived from rDNA involving whole animals, not covered in Section III-D-1, human or animal pathogen Risk Group 2 and higher as host vector systems, or Section III-D-4-a. Containment determined by IBC.

III-D-5-a Recombinant techniques with exotic infectious agents with recognized potential for serious detrimental impact on ecosystems using whole plants. BSL-3P or BSL-2P+

III-D-5-b Plants with cloned genomes of readily transmissible exotic infectious agents that may reconstitute by genomic complementation. BSL-3P or BSL2P+

III-D-5-c Readily transmissible exotic infectious agents such as the soybean rust fungus, maize streak or other viruses in the presence of specific arthropod vectors. BSL-4P

III-D-5-d Sequences coding vertebrate toxins (not covered by Section III-B-1) introduced into plants or associated organisms, BSL-3P

III-D-5-e Microbial pathogens of insects or small animals associated with plants if the rDNA microorganism has a recognized detrimental impact on ecosystems. BSL-3P

III-D-6 Experiments involving more than 10 liters of culture. IBC determines containment level. (See Appendix K)

SECTION III-E: Experiments Requiring IBC Registration Before Initiation

III-E-1 Formation of rDNA molecules containing nor more than two-thirds of the genome of any eukaryotic virus in tissue culture, BSL-1 with no helper virus. The WUSTL IBC classifies retroviral vectors with packaging system capable of infecting human cells as BSL-2.

III-E-2-a rDNA modified whole plants or rDNA modified organisms not in Section III-E-2-b. BSL-1P

III-E-2-b Plants modified by rDNA that are noxious weeds or can interbreed with noxious weeds. Plants with rDNA that is the complete genome of a non-exotic infectious agent. Plants associated with rDNA-modified non-exotic microorganisms with a recognized potential for serious impact on ecosystems or exotic microorganisms with no recognized potential for serious impact on ecosystems. rDNA-modified arthropods or small animals associated with plants or with arthropods or small animals associated with them if the rDNA modified microorganisms have no serious impact on ecosystems. BSL-2P

III-E-3 Generation of rodents with stable introduction of DNA into the animal’s genome if not covered in Section III-D-4. BSL-1.

SECTION III-F: Exempt experiments Requiring IBC Registration before Initiation (BSL-1)

III-F-1 Not in organisms or viruses.

III-F-2 DNA segments from a single non-chromosomal or viral DNA source.

III-F-3 DNA from prokaryotic host when propagated only in that host or transferred to another host by well established physiological means.

III-F-4 DNA from an eukaryotic host when propagated only in that host (or closely related host). See Appendices A-I through A-VI for a list of natural exchangers.

III-F-5 DNA segments from different species that exchange DNA by known physiological processes.

III-F-6 Those that do not present a significant risk to health or the environment.

Appendix C-1 Recombinant DNA (non-virus vector) in Tissue Culture (see C-IV for exceptions)

Appendix C-II E. coli K-12 host-vector systems. (See C-II-A for exceptions)

Appendix C-III Saccharomyces host-vector systems. (See C-III-A for exceptions)

Appendix C-VI Purchase or transfer of transgenic rodents.

Please contact OBCS (747-0309) if you need assistance assessing which Guidelines sections apply to your experiments.


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